Part-time Compliance Officer 

We are looking for a part-time compliance generalist looking to work 1 day a week. The work can be performed remotely and offers the prospect of gradually becoming a full-time co-worker.

This is a broad compliance role covering:

  • Compliance advisory

  • AML Compliance

  • CASS and client money Compliance

  • Client On-boarding

  • Compliance Monitoring

  • Building relationships with European Regulators

Ideally you will have a law background and experience in Wealth Management.

Crucial to the role will be drive and an independent attitude with a strong willingness to take on additional responsibility and ability to rise to challenges outside traditional comfort zones. Legal training and / or language skills and /or some experience in a smaller financial services organisation / Compliance team, whilst not a pre-requisite, would be desirable. This role would offer considerable scope for long term career development including the potential for assuming CF10, CF10a and CF11 roles for the right candidate in due course.

Competencies

  • Commercially aware

  • Attention to detail and accuracy

  • Self-motivated and a self-starter

  • Flexible and adaptable

  • Comfortable working from home

  • Comfortable with technology

  • Strong written skills

Qualifications

  • Educated to degree level

  • Qualified lawyer desirable

  • Language skills helpful but not essential